Alight Financial Advisors, LLC

CRD#158744
Investment Advisor Firm

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Overview

Alight Financial Advisors, LLC operates as an advisory firm that has its headquarters in Charlotte, North Carolina. The company handles $30.8 billion in total assets throughout 238,735 accounts, making it one of the biggest firms in the country by assets under management (AUM). Alight Financial Advisors, LLC has an average-sized group, including 50 financial advisors. Alight Financial Advisors, LLC is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer company to do so. Securities are exchangable fiscal assets such as options, stocks and bonds.

Alight Financial Advisors, LLC manages all of its client assets on a discretionary basis. Discretionary management means that an investment advisor makes buy and sell choices without requiring client permission. The advisory firm's average account size is $129,027. The average financial advisor at Alight Financial Advisors, LLC administers around 4,775 client accounts.

Alight Financial Advisors, LLC's main office is located at 4828 Parkway Plaza Blvd, Charlotte, North Carolina 28217. The firm is legally allowed to provide services to investors throughout 50 U.S. states and territories.

Assets Under Management

$30.8 billion

Number of Advisors

50

Disclosures

No

Office Location

4828 Parkway Plaza Blvd
Charlotte, NC 28217

Alight Financial Advisors, LLC by the Numbers

Total Assets Under Management

$30.8 billion

National Average: $8.6 billion
Total Number of Employees

60

National Average: 64
Total Number of Accounts

238,735

National Average: 375,227
Average Account Size

$129.0 thousand

National Average: $23.0 thousand
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Products and Services

Alight Financial Advisors, LLC provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses and educational seminars. In the last fiscal year, the company provided 51-100 of its clients with financial planning services. The firm is engaged in selling products or offering services aside from investment advisory services to its clients. Alight Financial Advisors, LLC also has a number of financial industry affiliations, including with a broker-dealer or securities dealer.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 6% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Fees charged by financial advisors vary depending on which service is offered. However, fees charged by the company can include some combination of the following fee structures: asset-based, fixed or other. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the company.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Types of Clients

Alight Financial Advisors, LLC provides services to retail investors. Out of its 238,735 accounts, Alight Financial Advisors, LLC's biggest client type by number of accounts is retail investors. None of the firm's customers reside abroad.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 100%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Alight Financial Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Alight Financial Advisors, LLC

Jeffrey Swarr
Charlotte, NC
Jarret Roberts
Saint Petersburg, FL
Ronald Paulding
Charlotte, NC
Robert Vincic
Lincolnshire, IL
Jarrod Means
Waco, TX
Stephen Gerek
Charlotte, NC
Ibrahim Mitias
Charlotte, NC
Sisi Loudon
Austin, TX
Ethan Sartain
Edmond, OK

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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