Centaurus Financial, Inc
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Overview
Centaurus Financial, Inc is located at 2300 East Katella Ave, Anaheim, CA. The firm employs 444 financial advisors to manage client portfolios and provide financial guidance. Centaurus Financial, Inc is a registered broker-dealer.
Centaurus Financial, Inc oversees $5.2 billion in assets under management across 30,814 accounts, of which 8,510 are discretionary and 22,304 are non-discretionary. Over the past year, the firm has provided financial planning services to 500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services, and educational seminars. The firm caters to retail investors, high net worth investors, and corporations, with retail investors being the largest client type by accounts. The fee structure at Centaurus Financial, Inc includes asset-based, hourly, and fixed fees. The firm has 271 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, accountant or accounting firm, lawyer or law firm, insurance company or agency, pension consultant, and real estate broker or dealer.
Centaurus Financial, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming, and New Jersey.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Centaurus Financial, Inc by the Numbers
$5.2 billion
598
30,814
$169.1 thousand
Products and Services
Centaurus Financial, Inc offers a variety of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, market timing services, and educational seminars. In the past fiscal year, Centaurus Financial, Inc provided financial planning services to 500 of its customers. It does sell products or offer services apart from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Offered by 0% of firms
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advisory services typically vary depending on the financial services provided. Fees charged by Centaurus Financial, Inc may include some blend of the following fee types: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Centaurus Financial, Inc.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company provides services to retail investors, high net worth investors, and corporations. Out of its 3 clients, Centaurus Financial, Inc's biggest client type by number of accounts is retail investors, though it also caters to 271 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 0.88%
- Other Individuals - 98.88%
- Corporations - 0.24%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Centaurus Financial, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Centaurus Financial, Inc
Anaheim, CA
Anaheim, CA
Lewisville, TX
Anaheim, CA
Kennewick, WA
Simi Valley, CA
Glen Allen, VA
Lewisville, TX
Riverside, CA
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