Stepstone Private Wealth
Answer a few questions and
get matched with an advisor.
Learn more about Stepstone Private Wealth
Overview
Stepstone Private Wealth operates as a financial advisor company headquartered in Charlotte, North Carolina. The company oversees $580.7 million in assets under management throughout two client accounts, making it one of the bigger firms in the nation by assets under management (AUM). It has a small group, including 1 financial advisor. Stepstone Private Wealth does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets like options, bonds and stocks.
Stepstone Private Wealth administers all of the company's client assets on a discretionary basis. Discretionary management signifies that transaction choices are made by an investment advisor without requiring client authorization. The company supervises roughly $290.4 million for every client account. The average advisor at Stepstone Private Wealth administers around two client accounts, placing it among the most individualized firms in the country.
The company's central office is located at 128 South Tryon Street, Charlotte, North Carolina 28202. Stepstone Private Wealth is legally permitted to provide services to investors across a few states, including Florida and North Carolina.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Stepstone Private Wealth by the Numbers
$580.7 million
33
2
$290.4 million
Fee Structure
Fees charged by financial advisors largely depend on which service is offered. However, fees charged by Stepstone Private Wealth typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm caters to investment companies and pooled investment vehicles. Out of its two customers, Stepstone Private Wealth's largest client type is pooled investment vehicles. Around 50% of the company's customers are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Stepstone Private Wealth does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.