Copley Investment Management, LLC
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Overview
Copley Investment Management, LLC operates as a financial advisor company located in Wilmington, North Carolina. The firm oversees $155.9 million in assets across 808 customer accounts, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). Copley Investment Management, LLC has a small group, including 2 financial advisors. Copley Investment Management, LLC is not a registered broker-dealer, meaning the company cannot buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments such as bonds, options and stocks.
Copley Investment Management, LLC administers the majority of the firm's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by a portfolio manager without needing client authorization. The company also manages 11 non-discretionary accounts totaling $16.1 million in assets. The advisory firm's typical account size is $192,980. The average financial advisor at Copley Investment Management, LLC manages around 404 client accounts.
The company's main office is located at 2328 Lynnwood Drive, Wilmington, North Carolina 28403. The firm is allowed to provide services to customers throughout a number of states, including Florida, North Carolina and Tennessee.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Copley Investment Management, LLC by the Numbers
$155.9 million
2
808
$193.0 thousand
Fee Structure
Fees for financial advice typically depend on which service is provided. However, fee types charged by Copley Investment Management, LLC most likely consist of any combination of the following fee structures: asset-based, hourly or fixed. The firm does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 21% of firms
Hourly
-
Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company caters to retail investors, high net worth investors, pension plans and charitable organizations. Out of its 808 clients, Copley Investment Management, LLC's largest client by number of accounts is retail investors, although it also serves 31 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's customers reside abroad.
- High-Net-Worth Individuals* - 3.84%
- Other Individuals - 94.31%
- Corporations - 1.36%
- Charitable Organizations - 0.5%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Copley Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Copley Investment Management, LLC
Wilmington, NC
Wilmington, NC
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