Copperleaf Capital, LLC
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Overview
Copperleaf Capital, LLC is an advisory firm based in Raleigh, North Carolina. It manages $160.0 million in assets under management throughout 703 accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). The company has a small team, including 4 financial advisors. Copperleaf Capital, LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal assets like equities, bonds and options.
Copperleaf Capital, LLC manages more than half of the company's accounts in a discretionary manner. Discretionary management signifies that buy and sell decisions for the client's account are made by a portfolio manager without needing client permission. It also has 145 non-discretionary accounts totaling $10.6 million in assets under management. The company administers about $227,565 for each client account. An average advisor at Copperleaf Capital, LLC manages around 176 client accounts.
Copperleaf Capital, LLC's headquarters is at 5904 Six Forks Road, Raleigh, North Carolina 27609. It is legally registered to provide services to investors across a number of states, including California, Florida, Georgia, Kansas, North Carolina, South Carolina, Texas and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Copperleaf Capital, LLC by the Numbers
$160.0 million
7
703
$227.6 thousand
Products and Services
Copperleaf Capital, LLC provides multiple services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. In the prior financial year, Copperleaf Capital, LLC provided 51-100 of its clients with financial planning services. It is engaged in selling products or offering services aside from investment advisory services to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees are based on the type of services offered. However, fees charged by the company likely consist of the following fee types: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors, high net worth investors, corporations and other. Out of its 703 clients, Copperleaf Capital, LLC's largest client group is retail investors, although it also manages money for 65 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 31.25%
- Other Individuals - 59.13%
- Corporations - 9.62%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Copperleaf Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Copperleaf Capital, LLC
Raleigh, NC
Raleigh, NC
Raleigh, NC
Raleigh, NC
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