Fintrust Capital Advisors, LLC
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Learn more about Fintrust Capital Advisors, LLC
Overview
Fintrust Capital Advisors, LLC is a financial advisor firm headquartered in Greenville, South Carolina. The firm handles $1.7 billion in assets under management across 2,083 customer accounts, making it one of the largest financial advisory firms in the country by assets under management (AUM). It has an average-sized team, including 30 financial advisors. Fintrust Capital Advisors, LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial investments such as bonds, options and stocks.
Fintrust Capital Advisors, LLC manages the majority of the company's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell decisions without needing to seek the client's approval. It also administers 80 non-discretionary accounts with a total of $404.7 million in assets under management. The company manages about $827,962 in assets for every client account. The typical financial advisor at Fintrust Capital Advisors, LLC manages about 69 client accounts, making it about average in terms of personalization.
Fintrust Capital Advisors, LLC's main office is at 124 Verdae Blvd., Greenville, South Carolina 29607. The company is permitted to provide services to customers throughout a few states, including Alabama, California, Florida, Georgia, Louisiana, South Carolina and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Fintrust Capital Advisors, LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1.7 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
44
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
2,083
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$828.0 thousand
Products and Services
Fintrust Capital Advisors, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. In the past financial year, Fintrust Capital Advisors, LLC provided 101-250 of its clients with financial planning services. The firm is engaged in selling products or offering services apart from investment advice to its clients. It is also affiliated with one or more other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice are based on which service is provided. However, fee types charged by the firm most likely consist of some combination of the following fee structures: asset-based, hourly or fixed. The firm does participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with a broad range of customers. The company works with retail investors, high net worth investors, investment companies, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 2,083 clients, Fintrust Capital Advisors, LLC's biggest client is retail investors, although it also serves 281 high-net-worth individuals. The SEC defines a high-net-worth individual as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are non-U.S. persons.
- High-Net-Worth Individuals* - 25.34%
- Other Individuals - 62.67%
- Corporations - 10.73%
- Charitable Organizations - 1.26%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Fintrust Capital Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Fintrust Capital Advisors, LLC
Greenville, SC
Greenville, SC
Athens, GA
Greenville, SC
Alpharetta, GA
Greenville, SC
Macon, GA
Greenville, SC
Greenville, SC
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