Gouws Capital LLC
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Overview
Gouws Capital LLC operates as a financial advisory company based in Charlotte, North Carolina. The company controls $120.0 million in total assets throughout 88 client accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). Gouws Capital LLC has a small team, including 2 financial advisors. Gouws Capital LLC is not a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are tradable financial investments like options, bonds and stocks.
Gouws Capital LLC manages all of its accounts on a discretionary basis. Discretionary management signifies that an investment advisor makes transaction decisions for the client's account without requiring client permission. The firm administers an average of $1.4 million in assets for each account. The typical financial advisor at Gouws Capital LLC oversees around 44 client accounts, making it about average in terms of personalization.
The firm's main office is at 15720 Brixham Hill Avenue, Charlotte, North Carolina 28277. The firm is legally registered to provide services to investors throughout a few states, including New York, North Carolina, South Carolina and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gouws Capital LLC by the Numbers
$120.0 million
3
88
$1.4 million
Fee Structure
Fees charged by financial advisors vary depending on the financial services offered. However, fee types billed by the company most likely consist of the following fee types: asset-based or fixed. The firm does not supply a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors and high net worth investors. Out of its 88 clients, Gouws Capital LLC's largest client type by number of accounts is high net worth investors, but it also serves 26 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are non-U.S. persons.
- High-Net-Worth Individuals* - 76.47%
- Other Individuals - 23.53%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gouws Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Gouws Capital LLC
Charlotte, NC
Charlotte, NC
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