Hale Partnership Capital Management, LLC

CRD#297174
Investment Advisor Firm

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Learn more about Hale Partnership Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Overview

    Hale Partnership Capital Management, LLC operates as a financial advisory company located in Charlotte, North Carolina. Hale Partnership Capital Management, LLC handles $466.3 million in assets under management across 10 accounts, making it one of the bigger financial advisory firms in the country by assets under management (AUM). The firm has a small team, including 2 financial advisors. Hale Partnership Capital Management, LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer company to do so. Securities are tradable fiscal assets like bonds, options and stocks.

    Hale Partnership Capital Management, LLC administers all of its client assets in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell judgments for the client's account without needing to seek the customer's permission. Hale Partnership Capital Management, LLC's average account size is $46.6 million. An average advisor at Hale Partnership Capital Management, LLC manages around five client accounts, placing it among the most individualized advisor firms in the country.

    The company's central office is located at 2115 E. 7Th Street, Charlotte, North Carolina 28204. It is legally permitted to provide services to clients in the state of North Carolina.

    Assets Under Management

    $466.3 million

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    2115 E. 7Th Street
    Charlotte, NC 28204

    Hale Partnership Capital Management, LLC by the Numbers

    Total Assets Under Management

    $466.3 million

    National Average: $8.6 billion
    Total Number of Employees

    2

    National Average: 64
    Total Number of Accounts

    10

    National Average: 375,227
    Average Account Size

    $46.6 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial management are based on which service is offered. Fees charged by the company most likely include some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company caters to pooled investment vehicles, charitable organizations and insurance companies. Out of its 10 accounts, Hale Partnership Capital Management, LLC's largest client is pooled investment vehicles. None of the firm's accounts are non-U.S. persons.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 90%
    • Charitable Organizations - 10%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Hale Partnership Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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