Wealthshield LLC

CRD#288875
Investment Advisor Firm

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Learn more about Wealthshield LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Wealthshield LLC is located at 2500 Regency Parkway, Cary, NC. The firm employs 1 financial advisor to manage client portfolios and provide financial guidance. Wealthshield LLC is not a registered broker-dealer.

    Wealthshield LLC offers portfolio management for institutional clients, market timing services, and other services. The firm operates on an asset-based and fixed fee structure. Wealthshield LLC maintains affiliations with an insurance company or agency.

    Wealthshield LLC is registered in the state of North Carolina.

    Number of Advisors

    1

    Disclosures

    No

    Office Location

    2500 Regency Parkway
    Cary, NC 27518

    Wealthshield LLC by the Numbers

    Total Number of Employees

    3

    National Average: 64
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    Products and Services

    Wealthshield LLC provides a variety of services, including portfolio management for institutional clients, market timing services, and other services. Notably, Wealthshield LLC did not provide financial planning services to any of its clients in the prior financial year. The Firm is not engaged in selling products or offering services aside from investment advice to its investment advisory clients.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Offered by 0% of firms

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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    Fee Structure

    Fees for financial management usually vary depending on the financial services offered. Fees charged by Wealthshield LLC may include any combination of the following fee structures: asset-based or fixed. The company does participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Disclosures

    Wealthshield LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Wealthshield LLC

    Max Rockwell
    Cary, NC

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