Horace Mann Investors, Inc

CRD#11643
Investment Advisor Firm

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  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Horace Mann Investors, Inc operates as an advisory firm based in Springfield, Illinois. The company has an average-sized team, including 72 financial advisors. Horace Mann Investors, Inc does not act as a registered broker-dealer, signifying that the advisor cannot buy and sell securities for its own accounts as well as its customers' and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as bonds, equities and options.



    The firm's main office is at One Horace Mann Plaza, Springfield, Illinois 62715-0001. Horace Mann Investors, Inc is legally allowed to provide services to customers throughout 49 U.S. states and territories.

    Editorial note: In certain cases, firms are able to file as exempt reporting advisors with the SEC, meaning they file an abbreviated version of the Form ADV. As a result, this is all of the publicly available information for Horace Mann Investors, Inc. Please visit the SEC website for more information at https://www.sec.gov

    Number of Advisors

    72

    Disclosures

    No

    Office Location

    One Horace Mann Plaza
    Springfield, IL 62715-0001

    Horace Mann Investors, Inc by the Numbers

    Total Number of Employees

    74

    National Average: 64
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    Products and Services

    Financial services that Horace Mann Investors, Inc provides can include selection of other advisers. The firm is engaged in selling products or offering services other than investment advice to its clients. Horace Mann Investors, Inc also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, insurance company or agency and pension consultant.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees charged by financial advisors largely vary depending on the financial services provided. Fees billed by the firm typically consist of non-traditional fee structures. The company does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

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      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The company caters to retail investors. Horace Mann Investors, Inc's largest client is retail investors. None of the firm's clients are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 100%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Horace Mann Investors, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Horace Mann Investors, Inc

    Cassandra Stiff
    Marietta, GA
    Robert Herbert
    West Chester, OH
    David Allen
    Aurora, CO
    David Peck
    Fresno, CA
    John Crager
    Saint Petersburg, FL
    William Burris
    Springfield, IL
    Kimberly Felty
    Selinsgrove, PA
    Jessica Mcantire
    Springfield, IL
    Travis Shuman
    Fort Wayne, IN

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    The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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