Bartlett & Co. Wealth Management LLC

CRD#292246
Investment Advisor Firm

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Learn more about Bartlett & Co. Wealth Management LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Bartlett & Co. Wealth Management LLC operates as a financial advisor firm located in Cincinnati, Ohio. The company oversees $6.9 billion in assets throughout 5,301 accounts, placing it among the largest financial advisory firms in the country by assets under management (AUM). It has an average-sized group, including 30 financial advisors. Bartlett & Co. Wealth Management LLC is not a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as tradable financial assets such as bonds, equities and options.

    Bartlett & Co. Wealth Management LLC oversees most of the firm's client assets on a discretionary basis. Discretionary management signifies that an investment advisor has the discretion to make buy and sell choices for the client's account without needing the client's authorization. Bartlett & Co. Wealth Management LLC also manages 47 non-discretionary accounts totaling $37.7 million in assets. The advisory firm's average account size is $1.3 million. The average advisor at Bartlett & Co. Wealth Management LLC manages around 177 client accounts.

    Bartlett & Co. Wealth Management LLC's main office is located at 600 Vine Street, Cincinnati, Ohio 45202-2466. The firm is legally permitted to provide services to customers across 49 U.S. states and territories.

    Assets Under Management

    $6.9 billion

    Number of Advisors

    30

    Disclosures

    No

    Office Location

    600 Vine Street
    Cincinnati, OH 45202-2466

    Bartlett & Co. Wealth Management LLC by the Numbers

    Total Assets Under Management

    $6.9 billion

    National Average: $8.6 billion
    Total Number of Employees

    71

    National Average: 64
    Total Number of Accounts

    5,301

    National Average: 375,227
    Average Account Size

    $1.3 million

    National Average: $23.0 thousand
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    Products and Services

    Bartlett & Co. Wealth Management LLC provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. In the last fiscal year, it provided 101-250 of its clients with financial planning services. The firm is involved in selling products or offering services other than investment advisory services to its clients. The company is also affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer, insurance company or agency, pension consultant and commodity pool advisor.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees largely depend on the type of services provided. Fees billed by the company may include some blend of the following fee structures: asset-based or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Bartlett & Co. Wealth Management LLC does business with a number of different clients. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 5,301 customers, Bartlett & Co. Wealth Management LLC's largest client group by number of accounts is high net worth investors, although it also caters to 1,145 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 52.67%
    • Other Individuals - 41.77%
    • Corporations - 3.08%
    • Charitable Organizations - 2.48%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Bartlett & Co. Wealth Management LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Bartlett & Co. Wealth Management LLC

    Justin Ellis
    Cincinnati, OH
    Melissa Martin
    Chicago, IL
    Kyle Pohlman
    Cincinnati, OH
    Craig Sarembock
    Cincinnati, OH
    Laura Humphrey
    Cincinnati, OH
    Michael Cambron
    Cincinnati, OH
    Thomas Steele
    Cincinnati, OH
    David Francis
    Cincinnati, OH
    Troy Snider
    Cincinnati, OH

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