Bolan Capital Management, LLC

CRD#151343
Investment Advisor Firm

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Overview

Bolan Capital Management, LLC operates as a financial advisory company based in Cincinnati, Ohio. The company manages $181.1 million in assets under management throughout 940 accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The company has a small group, including 2 financial advisors. Bolan Capital Management, LLC does not act as a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable fiscal investments such as stocks, bonds and options.

Bolan Capital Management, LLC oversees 938 of its client assets in a discretionary manner. Discretionary management signifies that buy and sell judgments for the client's account are made by an investment advisor without needing to seek the customer's authorization. It also oversees two non-discretionary accounts totaling $738,125 in assets. The firm's average account size is $192,694. The typical advisor at Bolan Capital Management, LLC administers about 470 client accounts.

The firm's main office is at 1095 Nimitzview Dr, Cincinnati, Ohio 45230-4331. The company is permitted to provide services to customers throughout a number of states, including Colorado, Kentucky, New Hampshire, Ohio, Tennessee and Texas.

Assets Under Management

$181.1 million

Number of Advisors

2

Disclosures

No

Office Location

1095 Nimitzview Dr
Cincinnati, OH 45230-4331

Bolan Capital Management, LLC by the Numbers

Total Assets Under Management

$181.1 million

National Average: $8.6 billion
Total Number of Employees

3

National Average: 64
Total Number of Accounts

940

National Average: 375,227
Average Account Size

$192.7 thousand

National Average: $23.0 thousand
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Fee Structure

Financial management fees vary depending on which services the firm provides the client. However, fees charged by the company typically consist of the following fee structure: asset-based. The company does not supply a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It provides services to retail investors and high net worth investors. Out of its 940 customers, Bolan Capital Management, LLC's biggest client group by number of accounts is retail investors, though it also caters to 63 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 49.22%
  • Other Individuals - 50.78%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Bolan Capital Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Bolan Capital Management, LLC

Steven Mathews
Cincinnati, OH
Brian Bolan
Cincinnati, OH

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