Buckingham Financial Group, Inc

CRD#117982
Investment Advisor Firm

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Overview

Buckingham Financial Group, Inc operates as an advisory company headquartered in Dayton, Ohio. The company has a small team, including 10 financial advisors. Buckingham Financial Group, Inc does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are tradable fiscal investments like bonds, stocks and options.



The firm's headquarters is located at 6856 Loop Rd., Dayton, Ohio 45459. Buckingham Financial Group, Inc is legally permitted to provide services to customers across 9 states, including Alabama, Arizona, California, Florida, Indiana, Michigan, Ohio, Pennsylvania and South Carolina.

Editorial note: In certain cases, firms can file as exempt reporting advisors with the SEC, meaning they file a shorter version of the Form ADV. As a result, this is all of the available information for Buckingham Financial Group, Inc. Please visit the SEC website for more information at https://www.sec.gov

Number of Advisors

10

Disclosures

No

Office Location

6856 Loop Rd.
Dayton, OH 45459

Buckingham Financial Group, Inc by the Numbers

Total Number of Employees

13

National Average: 64
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Products and Services

Services offered by Buckingham Financial Group, Inc include financial planning services and educational seminars. In the past fiscal year, it provided financial planning services to 251-500 of its clients. The company does not sell products or offer services other than investment advice to its investment advisory clients. It is affiliated with a number of other service providers in the financial services industry, including with an accountant or accounting firm.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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    Publication of Periodicals

    This is the publication of various financial education materials.

  • Offered by 6% of firms

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees usually depend on the type of services provided. Fee types billed by the company most likely are comprised of any combination of the following fee structures: hourly, fixed or other. Buckingham Financial Group, Inc does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.

Available

  • Offered by 21% of firms

    Hourly

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    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 69% of firms that offer this fee type

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Disclosures

Buckingham Financial Group, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Buckingham Financial Group, Inc

Lance Steiner
Dayton, OH
Sean Martin
Dayton, OH
Melissa Mueller
Dayton, OH
Christina Israel
Dayton, OH
Nicole Strbich
Dayton, OH
Michael Hays
Dayton, OH
Bradley Griffith
Dayton, OH
Emily Cozad
Dayton, OH
Christina Derham
Dayton, OH

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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