Gateway Investment Advisers, LLC
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Overview
Gateway Investment Advisers, LLC operates as an advisory firm headquartered in Cincinnati, Ohio. Gateway Investment Advisers, LLC oversees $8.6 billion in assets over 46 customer accounts, making it one of the largest firms in the country by assets under management (AUM). Gateway Investment Advisers, LLC has a small team, including 5 financial advisors. Gateway Investment Advisers, LLC does not act as a registered broker-dealer, signifying that the company is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments such as options, stocks and bonds.
Gateway Investment Advisers, LLC administers all of its accounts in a discretionary manner. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without requiring client permission. The advisory firm oversees roughly $186.8 million in assets for each customer account. An average advisor at Gateway Investment Advisers, LLC administers around nine client accounts, placing it among the more personalized financial advisor firms in the country.
The company's central office is at 312 Walnut Street, Cincinnati, Ohio 45202-9834. Gateway Investment Advisers, LLC is legally registered to provide services to clients across 14 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Gateway Investment Advisers, LLC by the Numbers
$8.6 billion
21
46
$186.8 million
Fee Structure
Fees for financial management usually depend on the type of services offered. Fee types billed by Gateway Investment Advisers, LLC most likely include the following fee types: asset-based or fixed. Gateway Investment Advisers, LLC participates in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Gateway Investment Advisers, LLC manages money for a broad range of investors. It works with high net worth investors, investment companies, state or municipal government entities, insurance companies and corporations. Out of its 46 customers, Gateway Investment Advisers, LLC's largest client group is high net worth investors, but it also caters to 29 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's clients are from outside of the U.S.
- High-Net-Worth Individuals* - 63.04%
- Other Individuals - 0%
- Corporations - 36.96%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gateway Investment Advisers, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Gateway Investment Advisers, LLC
Cincinnati, OH
Cincinnati, OH
Cincinnati, OH
Cincinnati, OH
Cincinnati, OH
Boston, MA
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