Octavia Wealth Advisors LLC
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Learn more about Octavia Wealth Advisors LLC
Overview
Octavia Wealth Advisors LLC is a financial advisory firm based at 9999 Carver Road, Cincinnati, Ohio, 45242. The firm is registered in multiple states, including Arizona, California, Colorado, Connecticut, Delaware, and the District of Columbia, among others. It is not a registered broker dealer.
The firm manages $1.1 billion in assets under management (AUM), distributed across 4781 accounts. A team of 26 financial advisors oversees these accounts, with 4359 of them being managed on a discretionary basis, which allows the firm’s portfolio managers to make investment decisions without requiring prior approval from their clients.
Octavia Wealth Advisors LLC provides various services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. In the previous fiscal year, the firm offered financial planning services to a limited number of clients, ranging from 1 to 10.
The firm has connections with an insurance company or agency in the financial industry. It operates with multiple types of fee structures, including asset-based, hourly, and fixed fees. The firm does not participate in a wrap fee program.
Octavia Wealth Advisors LLC caters to a range of investors, including retail investors, high net worth investors, pension plans, state or municipal government entities, and corporations. Retail investors make up the largest client type by accounts, and the firm also serves 7 high net worth clients.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Octavia Wealth Advisors LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$1.1 billion
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
40
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
4,781
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$223.2 thousand
Products and Services
Octavia Wealth Advisors LLC provides multiple services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past financial year, it provided 1-10 of its clients with financial planning services. It is engaged in selling products or offering services apart from investment advice to its clients. The company also has a number of financial industry affiliations, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually vary depending on which services are offered. Fees billed by Octavia Wealth Advisors LLC likely include some combination of the following fee structures: asset-based, hourly or fixed. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company does business with a number of different investors. The company provides services to retail investors, high net worth investors, pension plans, state or municipal government entities and corporations. Out of its 4,781 customers, Octavia Wealth Advisors LLC's largest client group by number of accounts is retail investors, although it also serves 175 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 7.05%
- Other Individuals - 86.3%
- Corporations - 6.65%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Octavia Wealth Advisors LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Octavia Wealth Advisors LLC
Cincinnati, OH
San Diego, CA
Cincinnati, OH
Cincinnati, OH
Cincinnati, OH
San Diego, CA
San Diego, CA
Miami, FL
Cincinnati, OH
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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