Empeiria Capital Management, LLC
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Overview
Empeiria Capital Management, LLC operates as a financial advisor firm headquartered in Cincinnati, Ohio. The company controls $310.0 million in assets under management across 17 client accounts, placing it in the mid-tier of firms in the nation by assets under management (AUM). It has a small group, including 3 financial advisors. Empeiria Capital Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal assets like options, equities and bonds.
Empeiria Capital Management, LLC administers zero of its accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell choices for the client's account without needing to seek the client's permission. The company also manages 17 non-discretionary accounts totaling $310.0 million in AUM. The company's average account size is $18.2 million. The average financial advisor at Empeiria Capital Management, LLC oversees about six client accounts, placing it among the more personalized firms in the country.
The company's headquarters is at 8044 Montgomery Road, Cincinnati, Ohio 45236. It is legally registered to provide services to clients in the state of Ohio.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Empeiria Capital Management, LLC by the Numbers
$310.0 million
4
17
$18.2 million
Fee Structure
Fees for financial management typically vary depending on which services the firm provides the client. However, fee types billed by the company most likely include the following fee structures: asset-based or performance-based. Empeiria Capital Management, LLC does not supply a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to high net worth investors and pooled investment vehicles. Out of its 17 clients, Empeiria Capital Management, LLC's biggest client group by number of accounts is pooled investment vehicles, but it also caters to eight high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 47.06%
- Other Individuals - 0%
- Corporations - 52.94%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Empeiria Capital Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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