Peppertree Capital Management Inc
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Overview
Peppertree Capital Management Inc operates as an advisory company headquartered in Chagrin Falls, Ohio. The firm controls $4.8 billion in assets under management across 20 accounts, placing it among the largest financial advisory firms in the nation by assets under management (AUM). The firm has a small group, including 18 financial advisors. Peppertree Capital Management Inc is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its clients' and own accounts and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments like equities, options and bonds.
Peppertree Capital Management Inc oversees more than half of the firm's accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make buy and sell choices without requiring the client's authorization. It also oversees one non-discretionary accounts totaling $55.5 million in assets. Peppertree Capital Management Inc oversees roughly $238.3 million in assets for every account. The average advisor at Peppertree Capital Management Inc administers about one client account, making it one of the most individualized financial advisor firms in the country.
Peppertree Capital Management Inc's main office is at 57 E. Washington Street, Chagrin Falls, Ohio 44022. The firm is allowed to serve customers in the state of Ohio.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Peppertree Capital Management Inc by the Numbers
$4.8 billion
29
20
$238.3 million
Fee Structure
Financial advisory fees usually are based on the financial services provided. However, fees charged by the company most likely include any blend of the following fee types: asset-based or performance-based. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to pooled investment vehicles and corporations. Out of its 20 accounts, Peppertree Capital Management Inc's largest client group by number of accounts is pooled investment vehicles. Just 10% of its clients are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Peppertree Capital Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
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