Tcp Asset Management, LLC
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Overview
Tcp Asset Management, LLC operates as a financial advisory firm based in Columbus, Ohio. The company administers $470.5 million in assets over 2,980 client accounts, placing it among the larger financial advisory firms in the nation by assets under management (AUM). It has a small group, including 17 financial advisors. Tcp Asset Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets such as bonds, stocks and options.
Tcp Asset Management, LLC oversees most of the firm's accounts in a discretionary manner. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell judgments without requiring client approval. Tcp Asset Management, LLC also oversees 81 non-discretionary accounts totaling $40.4 million in AUM. The firm oversees an average of $157,878 for every client account. An average financial advisor at Tcp Asset Management, LLC manages around 175 client accounts.
Tcp Asset Management, LLC's central office is located at 8415 Pulsar Place, Columbus, Ohio 43240. The firm is registered to provide services to investors across 24 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Tcp Asset Management, LLC by the Numbers
$470.5 million
32
2,980
$157.9 thousand
Products and Services
Tcp Asset Management, LLC offers a number of services, which can include financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. In the last financial year, the company provided financial planning services to 1500 of its customers. Tcp Asset Management, LLC is not engaged in selling products or offering services other than investment advice to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors usually depend on the type of financial services offered. Fee types charged by the firm can consist of any combination of the following fee structures: asset-based, hourly, fixed or other. The firm does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
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Offered by 10% of firms
Other
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The company provides services to retail investors, high net worth investors and corporations. Out of its 2,980 customers, Tcp Asset Management, LLC's largest client type by number of accounts is retail investors, though it also manages money for 66 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 4.72%
- Other Individuals - 95.21%
- Corporations - 0.07%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Tcp Asset Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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