Align Wealth Management, LLC
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Overview
Align Wealth Management, LLC is an advisory company headquartered in Oklahoma City, Oklahoma. It has $415.4 million in assets under management across 991 customer accounts, placing it among the bigger firms in the country by assets under management (AUM). Align Wealth Management, LLC has a small group, including 4 financial advisors. Align Wealth Management, LLC does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer company to do so. Securities are tradable fiscal investments like bonds, options and equities.
Align Wealth Management, LLC administers all of the firm's client assets on a discretionary basis. Discretionary management means that buy and sell judgments for the client's account are made by an investment advisor without requiring client authorization. Align Wealth Management, LLC oversees an average of $419,180 in assets for each account. The typical advisor at Align Wealth Management, LLC manages around 248 client accounts.
The company's main office is at 13921 Quail Pointe Drive, Oklahoma City, Oklahoma 73134. Align Wealth Management, LLC is registered to provide services to investors throughout a few states, including Florida, Oklahoma and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Align Wealth Management, LLC by the Numbers
$415.4 million
5
991
$419.2 thousand
Products and Services
Align Wealth Management, LLC provides a number of services, which can consist of financial planning services, portfolio management for individuals and small businesses and pension consulting services. In the last financial year, it provided financial planning services to 101-250 of its accounts. The firm is not engaged in selling products or offering services aside from investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically vary depending on which services the firm provides the client. However, fee types charged by the company can be comprised of some combination of the following fee types: asset-based or fixed. The firm participates in a wrap fee program, in which the company offers a bundle of services for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 32% of firms
Fixed
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to retail investors, high net worth investors and pension plans. Out of its 991 clients, Align Wealth Management, LLC's largest client is high net worth investors, although it also manages money for 192 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 52.46%
- Other Individuals - 44.81%
- Corporations - 2.73%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Align Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Align Wealth Management, LLC
Oklahoma City, OK
Oklahoma City, OK
Oklahoma City, OK
Oklahoma City, OK
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