Warwick Investment Group, LLC
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Overview
Warwick Investment Group, LLC operates as an advisory company based in Oklahoma City, Oklahoma. Warwick Investment Group, LLC has $1.5 billion in assets under management throughout four customer accounts, making it one of the largest investment advisory firms in the country by assets under management (AUM). The company has an average-sized group, including 13 financial advisors. Warwick Investment Group, LLC is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are exchangable financial investments like bonds, options and stocks.
Warwick Investment Group, LLC manages all of the company's accounts in a discretionary manner. Discretionary management is a structure in which transaction choices for the client's account are made by a portfolio manager without requiring client authorization. The investment advisory firm supervises an average of $371.6 million in assets for each customer account. An average financial advisor at Warwick Investment Group, LLC oversees fewer than one client account, placing it among the most personalized firms in the country.
Warwick Investment Group, LLC's headquarters is located at 2802 West Country Club Drive, Oklahoma City, Oklahoma 73116-4221.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Warwick Investment Group, LLC by the Numbers
$1.5 billion
70
4
$371.6 million
Fee Structure
Fees for financial advice typically are based on the services offered. Fees billed by the firm most likely include the following fee structures: asset-based, performance-based or other. The firm does not supply a wrap fee program, in which the company offers a service bundle for a single fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
It works with pooled investment vehicles. Out of its four clients, Warwick Investment Group, LLC's largest client by number of accounts is pooled investment vehicles. Around 33% of its accounts are represented by people from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Warwick Investment Group, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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