Ferguson Wellman Capital Management, Inc

CRD#104692
Investment Advisor Firm

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Learn more about Ferguson Wellman Capital Management, Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Ferguson Wellman Capital Management, Inc operates as an advisory firm headquartered in Portland, Oregon. The firm has $7.1 billion in assets under management over 3,808 client accounts, placing it among the largest firms in the United States by assets under management (AUM). The firm has an average-sized group, including 25 financial advisors. Ferguson Wellman Capital Management, Inc is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer firm to do so. Securities are defined as exchangable financial assets such as options, equities and bonds.

    Ferguson Wellman Capital Management, Inc manages all of its accounts in a discretionary manner. Discretionary management is a structure in which buy and sell judgments for the client's account are made by a portfolio manager without needing client authorization. The company manages an average of $1.9 million in assets for every customer account. The typical advisor at Ferguson Wellman Capital Management, Inc administers around 152 client accounts.

    Ferguson Wellman Capital Management, Inc's headquarters is located at 888 Sw 5Th Ave Ste 1200, Portland, Oregon 97204. The company is legally permitted to serve investors across 12 U.S. states and territories.

    Assets Under Management

    $7.1 billion

    Number of Advisors

    25

    Disclosures

    No

    Office Location

    888 Sw 5Th Ave Ste 1200
    Portland, OR 97204

    Ferguson Wellman Capital Management, Inc by the Numbers

    Total Assets Under Management

    $7.1 billion

    National Average: $8.6 billion
    Total Number of Employees

    55

    National Average: 64
    Total Number of Accounts

    3,808

    National Average: 375,227
    Average Account Size

    $1.9 million

    National Average: $23.0 thousand
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    Products and Services

    Ferguson Wellman Capital Management, Inc offers multiple financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. In the past fiscal year, the firm provided 251-500 of its accounts with financial planning services. It does sell products or offer services other than investment advisory services to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Find a firm that offers this service

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial advisory fees usually are based on which services the firm provides the client. Fees charged by the firm typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Ferguson Wellman Capital Management, Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company works with a broad range of investors. It caters to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 3,808 accounts, Ferguson Wellman Capital Management, Inc's biggest client group is high net worth investors, but it also caters to 668 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's accounts are non-U.S. persons.

    • High-Net-Worth Individuals* - 70.84%
    • Other Individuals - 12.3%
    • Corporations - 10.71%
    • Charitable Organizations - 6.15%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ferguson Wellman Capital Management, Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Ferguson Wellman Capital Management, Inc

    Samantha Pahlow
    Portland, OR
    Bradley Houle
    Portland, OR
    Alex Harding
    Portland, OR
    Mary Lago
    Portland, OR
    Brett Norris
    Portland, OR
    Casia Chappell
    Portland, OR
    Tyler Conroy
    Portland, OR
    Tari Kinateder
    Portland, OR
    Joseph Herrle
    Portland, OR

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    The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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