Headwater Investment Consulting,Inc
Answer a few questions and
get matched with an advisor.
Learn more about Headwater Investment Consulting,Inc
Overview
Headwater Investment Consulting,Inc operates as a financial advisory firm based in Mcminnville, Oregon. The firm has $319.5 million in total assets over 1,150 client accounts, placing it in the mid-tier of investment advisory firms in the country by assets under management (AUM). It has a small group, including 5 financial advisors. Headwater Investment Consulting,Inc is not a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as options, stocks and bonds.
Headwater Investment Consulting,Inc oversees more than half of its accounts on a discretionary basis. Discretionary management is a structure in which transaction choices for the client's account are made by an investment advisor without needing to seek client permission. The company also administers 80 non-discretionary accounts with a total of $18.4 million in assets under management. The investment advisory firm's average account size is $277,798. The average financial advisor at Headwater Investment Consulting,Inc oversees around 230 client accounts.
The company's headquarters is at 408 Se 1St St., Mcminnville, Oregon 97128. It is registered to serve clients throughout a few states, including California, Oregon, Washington and Colorado.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Headwater Investment Consulting,Inc by the Numbers
$319.5 million
6
1,150
$277.8 thousand
Fee Structure
Fees charged by financial advisors vary depending on which services are provided. However, fees billed by the firm typically consist of the following fee type: asset-based. The company does not provide a wrap fee program, in which the company offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Headwater Investment Consulting,Inc provides services to retail investors, high net worth investors, charitable organizations and corporations. Out of its 1,150 accounts, Headwater Investment Consulting,Inc's largest client by number of accounts is retail investors, but it also caters to 147 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are from outside of the U.S.
- High-Net-Worth Individuals* - 28.94%
- Other Individuals - 63.98%
- Corporations - 1.38%
- Charitable Organizations - 5.71%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Headwater Investment Consulting,Inc does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.