Orca Investment Management, LLC
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Overview
Orca Investment Management, LLC is a financial advisor firm headquartered in Roseburg, Oregon. Orca Investment Management, LLC oversees $137.4 million in assets throughout 563 accounts, making it a mid-tier firm in the United States by assets under management (AUM). Orca Investment Management, LLC has a small group, including 3 financial advisors. Orca Investment Management, LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like bonds, stocks and options.
Orca Investment Management, LLC administers more than half of the company's accounts on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make transaction judgments for the client's account without requiring client consent. The firm also administers five non-discretionary accounts totaling $1.3 million in assets under management. The company administers an average of $244,004 for each customer account. The typical financial advisor at Orca Investment Management, LLC administers around 188 client accounts.
The firm's headquarters is at 2250 Aviation Drive, Roseburg, Oregon 97470. It is registered to serve clients across 5 states, including California, Idaho, Texas, Washington and Oregon.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Orca Investment Management, LLC by the Numbers
$137.4 million
7
563
$244.0 thousand
Fee Structure
Financial advisory fees depend on which services the firm provides the client. However, fee types billed by the firm can be comprised of the following fee types: asset-based, fixed or other. Orca Investment Management, LLC does not provide a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
-
Offered by 10% of firms
Other
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
Types of Clients
The firm works with retail investors and high net worth investors. Out of its 563 accounts, Orca Investment Management, LLC's largest client is retail investors, although it also caters to 40 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). Just 1% of the firm's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 14.55%
- Other Individuals - 85.45%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Orca Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Orca Investment Management, LLC
Lake Oswego, OR
Roseburg, OR
Lake Oswego, OR
Lake Oswego, OR
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