Sound Investment Management Inc
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Overview
Sound Investment Management Inc operates as an advisory company that has its headquarters in Tualatin, Oregon. The firm oversees $178.2 million in assets across 115 accounts, placing it in the mid-tier of financial advisory firms in the United States by assets under management (AUM). The firm has a small team, including 3 financial advisors. Sound Investment Management Inc does not act as a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as bonds, equities and options.
Sound Investment Management Inc oversees none of its accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction choices without needing the customer's consent. Sound Investment Management Inc also has 115 non-discretionary accounts totaling $178.2 million in AUM. The investment advisory firm oversees about $1.5 million for each account. An average advisor at Sound Investment Management Inc oversees around 38 client accounts, placing it towards the middle in terms of personalization.
Sound Investment Management Inc's headquarters is located at 8215 Tualatin Sherwood Road, Suite 200, Tualatin, Oregon 97062. Sound Investment Management Inc is legally allowed to serve investors across 3 states, including Maryland, Oregon and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sound Investment Management Inc by the Numbers
$178.2 million
4
115
$1.5 million
Products and Services
Financial services provided by Sound Investment Management Inc include financial planning services and portfolio management for individuals and small businesses. In the prior financial year, the company provided financial planning services to 1-10 of its accounts. Sound Investment Management Inc is not involved in selling products or offering services other than investment advice to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually vary depending on the type of financial services offered. However, fees charged by the company typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
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Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors and high net worth investors. Out of its 115 customers, Sound Investment Management Inc's biggest client type is retail investors, though it also caters to 50 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 43.48%
- Other Individuals - 56.52%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sound Investment Management Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Sound Investment Management Inc
Marshall, VA
Tualatin, OR
Marshall, VA
Tualatin, OR
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