Stifel Independent Advisors, LLC
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Overview
Stifel Independent Advisors, LLC is located at 501 N Broadway, Saint Louis, MO. The firm employs 127 financial advisors to manage client portfolios and provide financial guidance. Stifel Independent Advisors, LLC is a registered broker-dealer.
Stifel Independent Advisors, LLC oversees $3.6 billion in assets under management across 9,973 accounts, of which 5,896 are discretionary and 4,077 are non-discretionary. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. The firm caters to retail investors, high net worth investors, banking institutions, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Stifel Independent Advisors, LLC includes asset-based, fixed, and commission-based fees. The firm has 1,548 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, trust company, accountant or accounting firm, lawyer or law firm, insurance company or agency, and commodity pool advisor.
Stifel Independent Advisors, LLC is registered in the states of Alabama, Arizona, Connecticut, District of Columbia, Iowa, Maryland, Alaska, Louisiana, Arkansas, Delaware, Idaho, Maine, California, Florida, Georgia, Illinois, Kentucky, Colorado, Hawaii, Indiana, Kansas, Michigan, Minnesota, Missouri, Nebraska, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Rhode Island, South Carolina, South Dakota, Utah, Virginia, West Virginia, Wisconsin, Wyoming, Mississippi, Pennsylvania, Montana, New Hampshire, Washington, Nevada, Oklahoma, Oregon, Tennessee, and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Stifel Independent Advisors, LLC by the Numbers
$3.6 billion
190
9,973
$356.6 thousand
Products and Services
Stifel Independent Advisors, LLC provides a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, and educational seminars. However, Stifel Independent Advisors, LLC did not provide financial planning services to any of its clients in the previous financial year. The Company is involved in selling products or offering services aside from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically are based on which services are provided. Fees billed by Stifel Independent Advisors, LLC most likely consist of some combination of the following fee structures: asset-based, fixed, or commission-based. The company participates in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company works with a number of different customers. The company caters to retail investors, high net worth investors, banking institutions, pension plans, charitable organizations, and corporations. Out of its 6 clients, Stifel Independent Advisors, LLC's largest client group by number of accounts is high net worth investors, although it also serves 1548 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 23.8%
- Other Individuals - 74.1%
- Corporations - 1.74%
- Charitable Organizations - 0.35%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Stifel Independent Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Stifel Independent Advisors, LLC
Saint Louis, MO
Saint Petersburg, FL
Saint Louis, MO
Saint Louis, MO
Edinboro, PA
Saint Louis, MO
Saint Louis, MO
Hunt Valley, MD
Saint Louis, MO
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