Arin Risk Advisors LLC

CRD#151491
Investment Advisor Firm

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Overview

Arin Risk Advisors LLC operates as a financial advisory company headquartered in Conshohocken, Pennsylvania. The firm manages $126.0 million in total assets across 18 accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small team of six employees, of which five are financial advisors. Arin Risk Advisors LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as bonds, options and equities.

Arin Risk Advisors LLC administers all of its accounts in a discretionary manner. Discretionary management means that buy and sell judgments are made by a portfolio manager without needing client approval. Arin Risk Advisors LLC's average account size is $7.0 million. An average financial advisor at Arin Risk Advisors LLC administers around four client accounts, making it one of the most personalized firms in the country.

The company's central office is at 1100 East Hector Street, Conshohocken, Pennsylvania 19428. The firm is legally permitted to serve customers in the state of Pennsylvania.

Assets Under Management

$126.0 million

Number of Advisors

5

Fee Structure

Asset-based, Hourly, Fixed, Performance-based

Disclosures

No

Office Location

1100 East Hector Street
Conshohocken, PA 19428

Arin Risk Advisors LLC by the Numbers

Total Assets Under Management

$126.0 million

National Average: $3.3 billion
Total Number of Employees

6

National Average: 4,943
Total Number of Accounts

18

National Average: 2,522
Average Account Size

$7.0 million

National Average: $1.3 million

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Products and Services

Arin Risk Advisors LLC provides a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. Notably, it did not provide any of its customers with financial planning services in the previous financial year. Arin Risk Advisors LLC is not engaged in selling products or offering services other than investment advice to its investment advisory customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

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Fee Structure

Financial management fees largely depend on which services are provided. Fee types billed by the company most likely consist of any combination of the following fee structures: asset-based, hourly, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 37% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

Arin Risk Advisors LLC manages money for a broad range of customers. It works with high net worth investors, investment companies, pooled investment vehicles, other investment advisors and insurance companies. Out of its 18 accounts, Arin Risk Advisors LLC's biggest client by number of accounts is high net worth investors, but it also manages money for nine high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 75%
  • Other Individuals - 0%
  • Corporations - 25%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Arin Risk Advisors LLC does not have any disclosures.

Please visit its Form ADV for more details.

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This content was compiled from the SEC and FINRA