Arthur E Spellissy & Associates Inc
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Overview
Arthur E Spellissy & Associates Inc is a financial advisory firm located in Wayne, Pennsylvania. Arthur E Spellissy & Associates Inc controls $156.2 million in assets over 82 customer accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group, including 1 financial advisor. Arthur E Spellissy & Associates Inc is not a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its customers and instead is required to go through a broker-dealer firm to do so. Securities are defined as tradable financial investments such as stocks, options and bonds.
Arthur E Spellissy & Associates Inc manages three of its accounts in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by a portfolio manager without requiring client approval. The company also administers 79 non-discretionary accounts totaling $152.3 million in AUM. Arthur E Spellissy & Associates Inc administers an average of $1.9 million for each account. The average advisor at Arthur E Spellissy & Associates Inc manages about 82 client accounts.
The company's headquarters is located at 175 Strafford Ave, Wayne, Pennsylvania 19087. The company is registered to serve customers across a number of states, including New Hampshire, New Jersey and Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Arthur E Spellissy & Associates Inc by the Numbers
$156.2 million
3
82
$1.9 million
Fee Structure
A financial advisor's fees usually vary depending on the type of services offered. However, fees charged by the company typically consist of the following fee type: asset-based. The firm does not participate in a wrap fee program, in which the company offers a service bundle for a single fee.
Available
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Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company caters to retail investors, high net worth investors and charitable organizations. Out of its 82 accounts, Arthur E Spellissy & Associates Inc's largest client by number of accounts is retail investors, though it also manages money for 31 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 37.8%
- Other Individuals - 58.54%
- Corporations - 0%
- Charitable Organizations - 3.66%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Arthur E Spellissy & Associates Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Arthur E Spellissy & Associates Inc
Wayne, PA
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