Aua Private Wealth Advisors, LLC
Answer a few questions and
get matched with an advisor.
Learn more about Aua Private Wealth Advisors, LLC
Overview
Aua Private Wealth Advisors, LLC is a financial advisor company that has its headquarters in Conshohocken, Pennsylvania. The company handles $102.9 million in assets under management over 100 accounts, placing it in the mid-tier of financial advisory firms in the country by assets under management (AUM). It has a small team, including 2 financial advisors. Aua Private Wealth Advisors, LLC is not a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable financial assets like equities, options and bonds.
Aua Private Wealth Advisors, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without requiring the client's permission. The investment advisory firm's average account size is $1.0 million. An average financial advisor at Aua Private Wealth Advisors, LLC manages about 50 client accounts, making it about average in terms of personalization.
The company's main office is at Four Tower Bridge, 200 Barr Harbor Drive,, Conshohocken, Pennsylvania 19428. Aua Private Wealth Advisors, LLC is legally registered to serve customers in the state of Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Aua Private Wealth Advisors, LLC by the Numbers
$102.9 million
8
100
$1.0 million
Products and Services
Aua Private Wealth Advisors, LLC provides multiple services, which can consist of financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. However, Aua Private Wealth Advisors, LLC did not provide any of its clients with financial planning services in the previous financial year. Aua Private Wealth Advisors, LLC is not engaged in selling products or offering services other than investment advice to its investment advisory customers.
Core Advisor Services
-
Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
-
Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
-
Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
-
Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
-
Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
-
Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees typically are based on which services the firm provides the client. However, fee types charged by the company most likely consist of the following fee structures: asset-based or fixed. The company does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 32% of firms
Fixed
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company works with high net worth investors, charitable organizations and other investment advisers. Out of its 100 customers, Aua Private Wealth Advisors, LLC's largest client type by number of accounts is other investment advisers, but it also manages money for three high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers are non-U.S. persons.
- High-Net-Worth Individuals* - 75%
- Other Individuals - 0%
- Corporations - 0%
- Charitable Organizations - 25%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
Find an advisor who will work directly with you
Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.
Disclosures
Aua Private Wealth Advisors, LLC does not have any disclosures.
Please visit its Form ADV for more details.
Find a financial advisor near you
If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.