Awh Financial, LLC

CRD#285183
Investment Advisor Firm

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Learn more about Awh Financial, LLC

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Awh Financial, LLC is located at One Belmont Avenue, Bala Cynwyd, PA. The firm employs 34 financial advisors to manage client portfolios and provide financial guidance. Awh Financial, LLC is not a registered broker-dealer.

    Awh Financial, LLC offers services that include the selection of other advisers. The firm caters to retail investors, with retail investors being the largest client type by accounts. The fee structure at Awh Financial, LLC is categorized as other. The firm maintains affiliations with a lawyer or law firm.

    Awh Financial, LLC is registered in the states of California, Connecticut, Delaware, Illinois, Iowa, Louisiana, Maine, Massachusetts, Minnesota, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Texas, and Utah.

    Number of Advisors

    34

    Disclosures

    No

    Office Location

    One Belmont Avenue
    Bala Cynwyd, PA 19004

    Awh Financial, LLC by the Numbers

    Total Number of Employees

    36

    National Average: 64
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    Products and Services

    Financial services provided by Awh Financial, LLC include selection of other advisers. Notably, Awh Financial, LLC did not provide any of its clients with financial planning services in the prior fiscal year. The Company does not sell products or offer services other than investment advisory services to its investment advisory accounts.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

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      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

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      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

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      Publication of Periodicals

      This is the publication of various financial education materials.

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      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    A financial advisor's fees usually are based on which services the firm provides the client. Fees billed by Awh Financial, LLC typically consist of non-traditional fee structures.

    Available

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

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      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    The company caters to retail investors. Awh Financial, LLC's largest client group by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 100%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Awh Financial, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Awh Financial, LLC

    Mark Gilfix
    Palo Alto, CA
    Federico Vielledent
    Bala Cynwyd, PA
    Christopher Nash
    Bala Cynwyd, PA
    Aaron Hunter
    Bala Cynwyd, PA
    Brandon Downum
    Bala Cynwyd, PA
    Eric Levenhagen
    Bala Cynwyd, PA
    Keith Marlowe
    Bala Cynwyd, PA
    Jeffrey Liebig
    Sacramento, CA
    Eric Davidson
    Richmond, CA

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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