Brick & Kyle Associates Inc

CRD#107771
Investment Advisor Firm

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Overview

Brick & Kyle Associates Inc is located at 905 Mt Eyre Rd, Newtown, PA. The firm employs 3 financial advisors to manage client portfolios and provide financial guidance. Brick & Kyle Associates Inc is not a registered broker-dealer.

Brick & Kyle Associates Inc oversees $397.7 million in assets under management across 342 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 51 and 100 clients. The services offered include financial planning services and portfolio management for individuals and small businesses. The firm caters to retail investors and high net worth investors, with high net worth investors being the largest client type by accounts. The fee structure at Brick & Kyle Associates Inc is asset-based. The firm has 257 high net worth clients.

Brick & Kyle Associates Inc is registered in the states of California, Florida, Georgia, New Jersey, New York, North Carolina, and Pennsylvania.

Assets Under Management

$397.7 million

Number of Advisors

3

Disclosures

No

Office Location

905 Mt Eyre Rd
Newtown, PA 18940

Brick & Kyle Associates Inc by the Numbers

Total Assets Under Management

$397.7 million

National Average: $8.6 billion
Total Number of Employees

6

National Average: 64
Total Number of Accounts

342

National Average: 375,227
Average Account Size

$1.2 million

National Average: $23.0 thousand
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Products and Services

Financial services offered by Brick & Kyle Associates Inc can include financial planning services and portfolio management for individuals and small businesses. In the past fiscal year, Brick & Kyle Associates Inc provided 51-100 of its accounts with financial planning services. It is not involved in selling products or offering services aside from investment advice to its investment advisory customers.

Core Advisor Services

  • Offered by 31% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 46% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

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Fee Structure

Fees for financial advice usually vary depending on the financial services offered. Fees charged by Brick & Kyle Associates Inc typically consist of the following fee type: asset-based.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Types of Clients

It caters to retail investors and high net worth investors. Out of its 2 clients, Brick & Kyle Associates Inc's biggest client type by number of accounts is high net worth investors, though it also serves 257 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).

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  • High-Net-Worth Individuals* - 75.59%
  • Other Individuals - 24.41%
  • Corporations - 0%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Brick & Kyle Associates Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Created with Highcharts 6.0.7
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Financial Advisors at Brick & Kyle Associates Inc

James Lewers
Newtown, PA
Edgar Brick
Newtown, PA
Ian Brick
Newtown, PA
Betty Brick
Newtown, PA
Andrew Brick
Newtown, PA

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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.