Brick & Kyle Associates Inc

CRD#107771
Investment Advisor Firm

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Learn more about Brick & Kyle Associates Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Brick & Kyle Associates Inc is a financial advisory company that has its headquarters in Newtown, Pennsylvania. The firm has $347.1 million in total assets throughout 392 customer accounts, making it a mid-tier firm in the United States by assets under management (AUM). Brick & Kyle Associates Inc has a small group, including 3 financial advisors. Brick & Kyle Associates Inc is not a registered broker-dealer, meaning the company cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable financial investments like bonds, stocks and options.

    Brick & Kyle Associates Inc manages all of its client assets in a discretionary manner. Discretionary management signifies that an investment advisor makes buy and sell decisions without needing to seek client consent. Brick & Kyle Associates Inc supervises an average of $885,493 for each account. The typical financial advisor at Brick & Kyle Associates Inc manages around 131 client accounts.

    Brick & Kyle Associates Inc's central office is located at 905 Mt Eyre Rd, Newtown, Pennsylvania 18940. The company is legally permitted to serve investors across a number of states, including California, Florida, Georgia, New Jersey, New York, North Carolina and Pennsylvania.

    Assets Under Management

    $347.1 million

    Number of Advisors

    3

    Disclosures

    No

    Office Location

    905 Mt Eyre Rd
    Newtown, PA 18940

    Brick & Kyle Associates Inc by the Numbers

    Total Assets Under Management

    $347.1 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    392

    National Average: 375,227
    Average Account Size

    $885.5 thousand

    National Average: $23.0 thousand
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    Products and Services

    Brick & Kyle Associates Inc provides multiple services, including financial planning services, portfolio management for individuals and small businesses and educational seminars. In the last financial year, the company provided 51-100 of its clients with financial planning services. The company does not sell products or offer services other than investment advisory services to its investment advisory clients.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Find a firm that offers this service

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial management vary depending on which services the firm provides the client. Fees charged by the company typically consist of the following fee structure: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Brick & Kyle Associates Inc.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    It provides services to retail investors and high net worth investors. Out of its 392 accounts, Brick & Kyle Associates Inc's biggest client by number of accounts is high net worth investors, although it also manages money for 238 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the company's accounts reside abroad.

    • High-Net-Worth Individuals* - 81.23%
    • Other Individuals - 18.77%
    • Corporations - 0%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Brick & Kyle Associates Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Brick & Kyle Associates Inc

    James Lewers
    Newtown, PA
    Andrew Brick
    Newtown, PA
    Betty Brick
    Newtown, PA
    Edgar Brick
    Newtown, PA

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