Goshen Rock Capital, LLC
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Overview
Goshen Rock Capital, LLC operates as a financial advisor company that has its headquarters in Wayne, Pennsylvania. It manages $105.8 million in assets over three accounts, making it a mid-tier financial advisory firm in the nation by assets under management (AUM). It has a small group, including 3 financial advisors. Goshen Rock Capital, LLC is not a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments like bonds, options and equities.
Goshen Rock Capital, LLC oversees all of the firm's client assets on a discretionary basis. Discretionary management signifies that an investment advisor makes buy and sell decisions without requiring client authorization. The advisory firm's typical account size is $35.3 million. The typical financial advisor at Goshen Rock Capital, LLC oversees around one client account, making it one of the most personalized advisor firms in the country.
Goshen Rock Capital, LLC's central office is located at 134 N Wayne Ave., Wayne, Pennsylvania 19087.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Goshen Rock Capital, LLC by the Numbers
$105.8 million
6
3
$35.3 million
Fee Structure
Fees for financial advice typically vary depending on the type of financial services provided. Fees billed by the firm most likely consist of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by Goshen Rock Capital, LLC.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It provides services to investment companies, pooled investment vehicles and charitable organizations. Out of its three clients, Goshen Rock Capital, LLC's largest client group by number of accounts is charitable organizations. None of its accounts are non-U.S. persons.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 66.67%
- Charitable Organizations - 33.33%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Goshen Rock Capital, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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