Macdougall Financial Counseling
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Overview
Macdougall Financial Counseling operates as a financial advisory firm that has its headquarters in Delmont, Pennsylvania. It handles $333.8 million in assets throughout 424 customer accounts, making it a mid-tier financial advisory firm in the country by assets under management (AUM). Macdougall Financial Counseling has a small team, including 2 financial advisors. Macdougall Financial Counseling is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are exchangable financial assets like stocks, bonds and options.
Macdougall Financial Counseling administers all of its client assets on a discretionary basis. Discretionary management signifies that transaction judgments for the client's account are made by a portfolio manager without requiring client consent. The company administers about $787,353 for each customer account. An average advisor at Macdougall Financial Counseling oversees about 212 client accounts.
The firm's headquarters is at 2364 Route 66, Delmont, Pennsylvania 15626. Macdougall Financial Counseling is legally allowed to serve clients throughout a number of states, including Arizona and Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Macdougall Financial Counseling by the Numbers
$333.8 million
3
424
$787.4 thousand
Products and Services
Macdougall Financial Counseling offers a variety of services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. In the last financial year, Macdougall Financial Counseling provided financial planning services to 101-250 of its clients. The company does sell products or offer services other than investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial advice usually vary depending on which services the firm provides the client. However, fee types charged by Macdougall Financial Counseling likely are comprised of any blend of the following fee types: asset-based, fixed or commission-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Macdougall Financial Counseling.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 1% of firms
Commissions
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Macdougall Financial Counseling provides services to retail investors, high net worth investors and charitable organizations. Out of its 424 clients, Macdougall Financial Counseling's largest client is retail investors, but it also caters to 56 high-net-worth individuals. A high-net-worth individual is defined by the SEC as a person who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.
- High-Net-Worth Individuals* - 33.94%
- Other Individuals - 60.61%
- Corporations - 0%
- Charitable Organizations - 5.45%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Macdougall Financial Counseling does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Macdougall Financial Counseling
Delmont, PA
Delmont, PA
Delmont, PA
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