Mount Lucas Index Advisers LLC

CRD#310820
Investment Advisor Firm

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Learn more about Mount Lucas Index Advisers LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Mount Lucas Index Advisers LLC is an advisory firm headquartered in Newtown, Pennsylvania. It handles $261.4 million in assets under management over one client account, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). Mount Lucas Index Advisers LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are tradable financial assets such as stocks, bonds and options.

    Mount Lucas Index Advisers LLC manages all of its accounts on a discretionary basis. Discretionary management means that transaction decisions for the client's account are made by an investment advisor without requiring client consent. Mount Lucas Index Advisers LLC manages an average of $261.4 million in assets for each account.

    The firm's main office is at 405 South State Street, Newtown, Pennsylvania 18940. The firm is registered to serve customers in the state of Pennsylvania.

    Assets Under Management

    $261.4 million

    Disclosures

    No

    Office Location

    405 South State Street
    Newtown, PA 18940

    Mount Lucas Index Advisers LLC by the Numbers

    Total Assets Under Management

    $261.4 million

    National Average: $8.6 billion
    Total Number of Accounts

    1

    National Average: 375,227
    Average Account Size

    $261.4 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advice vary depending on which services the firm provides the client. Fees charged by the firm typically consist of the following fee structure: asset-based. The company does not participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    Mount Lucas Index Advisers LLC provides services to investment companies. Mount Lucas Index Advisers LLC's largest client group by number of accounts is investment companies. None of the company's clients are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Mount Lucas Index Advisers LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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