Mount Lucas Management Lp

CRD#108255
Investment Advisor Firm

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Learn more about Mount Lucas Management Lp

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Mount Lucas Management Lp is a financial advisor company based in Newtown, Pennsylvania. Mount Lucas Management Lp handles $1.2 billion in assets throughout 21 client accounts, making it one of the larger financial advisory firms in the United States by assets under management (AUM). The company has a small team, including 5 financial advisors. Mount Lucas Management Lp is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its clients' and instead is required to go through a broker-dealer company to do so. Securities are defined as exchangable financial assets like options, bonds and stocks.

    Mount Lucas Management Lp administers all of its client assets on a discretionary basis. Discretionary management signifies that a portfolio manager makes buy and sell judgments without needing client consent. The investment advisory firm's average account size is $58.0 million. An average financial advisor at Mount Lucas Management Lp administers about four client accounts, placing it among the most individualized financial advisor firms in the country.

    Mount Lucas Management Lp's central office is at 405 South State Street, Newtown, Pennsylvania 18940. Mount Lucas Management Lp is allowed to serve clients in the state of Pennsylvania.

    Assets Under Management

    $1.2 billion

    Number of Advisors

    5

    Disclosures

    No

    Office Location

    405 South State Street
    Newtown, PA 18940

    Mount Lucas Management Lp by the Numbers

    Total Assets Under Management

    $1.2 billion

    National Average: $8.6 billion
    Total Number of Employees

    14

    National Average: 64
    Total Number of Accounts

    21

    National Average: 375,227
    Average Account Size

    $58.0 million

    National Average: $23.0 thousand
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    Fee Structure

    A financial advisor's fees largely are based on which services are offered. However, fee types billed by Mount Lucas Management Lp can consist of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are offered by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    Mount Lucas Management Lp caters to investment companies and pooled investment vehicles. Out of its 21 clients, Mount Lucas Management Lp's biggest client is pooled investment vehicles. Just 9% of its clients are from outside of the U.S.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Mount Lucas Management Lp does not have any disclosures.

    Please visit its Form ADV for more details.

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