Nestlerode & Loy, Inc
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Overview
Nestlerode & Loy, Inc is a financial advisory firm headquartered in State College, Pennsylvania. Nestlerode & Loy, Inc has $144.1 million in assets under management across 549 accounts, placing it in the mid-tier of financial advisory firms in the nation by assets under management (AUM). It has a small group, including 1 financial advisor. Nestlerode & Loy, Inc does not act as a registered broker-dealer, meaning the advisor cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal assets like equities, options and bonds.
Nestlerode & Loy, Inc oversees all of the company's accounts in a discretionary manner. Discretionary management signifies that a portfolio manager has the discretion to make transaction decisions without needing to seek client permission. The advisory firm's typical account size is $262,439. The average financial advisor at Nestlerode & Loy, Inc administers about 549 client accounts.
Nestlerode & Loy, Inc's main office is at 110 Regent Court, Suite 202, State College, Pennsylvania 16801. The firm is registered to serve customers throughout a number of states, including Pennsylvania and Virginia.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nestlerode & Loy, Inc by the Numbers
$144.1 million
4
549
$262.4 thousand
Products and Services
Nestlerode & Loy, Inc offers a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and publication of newsletters. In the past fiscal year, it provided financial planning services to 51-100 of its customers. The firm is involved in selling products or offering services aside from investment advice to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Find a firm that offers this service
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Find a firm that offers this service
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors are based on the financial services offered. Fees billed by Nestlerode & Loy, Inc can be comprised of any blend of the following fee types: asset-based or hourly. The company does not supply a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It caters to retail investors, high net worth investors, charitable organizations and state or municipal government entities. Out of its 549 accounts, Nestlerode & Loy, Inc's largest client group is retail investors, but it also serves 29 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 11.2%
- Other Individuals - 85.33%
- Corporations - 0.39%
- Charitable Organizations - 3.09%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nestlerode & Loy, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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