Ppb Advisors, LLC

CRD#152303
Investment Advisor Firm

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Overview

Ppb Advisors, LLC is a financial advisor firm based in Conshohocken, Pennsylvania. The company administers $644.9 million in assets under management over 29 accounts, placing it among the larger financial advisory firms in the United States by assets under management (AUM). Ppb Advisors, LLC has a small group of 10 employees. Ppb Advisors, LLC is not a registered broker-dealer, meaning the advisor cannot buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like bonds, equities and options.

Ppb Advisors, LLC manages none of the company's client assets in a discretionary manner. Discretionary management means that buy and sell judgments are made by an investment advisor without needing to seek the customer's approval. Ppb Advisors, LLC also has 29 non-discretionary accounts totaling $644.9 million in assets. The company's average account size is $22.2 million.

The company's headquarters is located at 125 East Elm Street, Conshohocken, Pennsylvania 19428. It is legally registered to provide services to clients in the state of Pennsylvania.

Assets Under Management

$644.9 million

Fee Structure

Other

Disclosures

No

Office Location

125 East Elm Street
Conshohocken, PA 19428

Ppb Advisors, LLC by the Numbers

Total Assets Under Management

$644.9 million

National Average: $3.3 billion
Total Number of Employees

10

National Average: 4,943
Total Number of Accounts

29

National Average: 2,522
Average Account Size

$22.2 million

National Average: $1.3 million

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Fee Structure

Financial advisory fees largely are based on the type of financial services provided. Fees charged by the firm typically consist of non-traditional fee structures. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Ppb Advisors, LLC.

Available

  • Offered by 12% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 75% of firms that offer this fee type

    Percentage of Assets

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    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

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    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 17% of firms that offer this fee type

    Performance-based

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    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 40% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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Types of Clients

It caters to pooled investment vehicles. Out of its 29 accounts, Ppb Advisors, LLC's largest client type is pooled investment vehicles. None of the firm's accounts are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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Disclosures

Ppb Advisors, LLC does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Ppb Advisors, LLC

Brendan Lake
Conshohocken, PA

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This content was compiled from the SEC and FINRA