Sora Investors
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Overview
Sora Investors is a financial advisory company located in Bryn Mawr, Pennsylvania. It has $420.8 million in assets under management throughout three customer accounts, placing it among the bigger firms in the United States by assets under management (AUM). The firm has a small group, including 4 financial advisors. Sora Investors is not a registered broker-dealer, meaning it is not able to buy and sell securities for its accounts and those of its clients and instead is required to go through a broker-dealer company to do so. Securities are tradable financial assets like bonds, equities and options.
Sora Investors manages all of the firm's accounts on a discretionary basis. Discretionary management signifies that transaction judgments are made by an investment advisor without needing to seek the client's permission. The company administers roughly $140.3 million in assets for every client account. An average financial advisor at Sora Investors administers fewer than one client account, making it one of the most personalized firms in the country.
Sora Investors's central office is at One Town Place, Bryn Mawr, Pennsylvania 19010. It is legally registered to serve clients in the state of Pennsylvania.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Sora Investors by the Numbers
$420.8 million
5
3
$140.3 million
Fee Structure
Fees charged by financial advisors largely are based on the type of services provided. However, fee types billed by the company can be comprised of the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
The firm works with pooled investment vehicles. Out of its three customers, Sora Investors's biggest client group by number of accounts is pooled investment vehicles. About 33% of the company's clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Sora Investors does not have any disclosures.
Please visit its Form ADV for more details.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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