Verdis Investment Management, LLC

CRD#134445
Investment Advisor Firm

Answer a few questions and
get matched with an advisor.

Find an Advisor

Overview

Verdis Investment Management, LLC is a financial advisor company based in Conshohocken, Pennsylvania. It manages $485.5 million in assets under management over 10 customer accounts, making it one of the bigger investment advisory firms in the country by assets under management (AUM). The firm has a small team of 12 employees, seven of whom are financial advisors. Verdis Investment Management, LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its accounts and those of its customers and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets like options, bonds and stocks.

Verdis Investment Management, LLC oversees seven of the company's client assets in a discretionary manner. Discretionary management means that transaction judgments are made by an investment advisor without needing client permission. Verdis Investment Management, LLC also manages three non-discretionary accounts totaling $40.8 million in assets. The company supervises an average of $48.6 million for each customer account. The average financial advisor at Verdis Investment Management, LLC oversees about one client account, making it one of the most personalized advisor firms in the country.

The firm's headquarters is located at One Tower Bridge, 100 Front Street, Conshohocken, Pennsylvania 19428.

Assets Under Management

$485.5 million

Number of Advisors

7

Fee Structure

Asset-based, Fixed, Performance-based

Disclosures

No

Office Location

One Tower Bridge, 100 Front Street
Conshohocken, PA 19428

Verdis Investment Management, LLC by the Numbers

Total Assets Under Management

$485.5 million

National Average: $3.3 billion
Total Number of Employees

12

National Average: 4,943
Total Number of Accounts

10

National Average: 2,522
Average Account Size

$48.6 million

National Average: $1.3 million

Find a dedicated advisor for your needs

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Products and Services

Verdis Investment Management, LLC provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. In the last fiscal year, the company provided 1-10 of its customers with financial planning services. It is not involved in selling products or offering services other than investment advice to its investment advisory customers.

Core Advisor Services

  • Offered by 45% of firms

    Financial Planning Services

    This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

  • Offered by 63% of firms

    Portfolio Management

    This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

  • Find a firm that offers this service

    Market Timing Services

    This is the practice of attempting to make short-term profits on investments by buying low and selling high.

Other Services

  • Offered by 23% of firms

    Selection of Other Advisors

    This is the firm's assistance with choosing other advisors to work with who may have different specialties.

  • Find a firm that offers this service

    Publication of Periodicals

    This is the publication of various financial education materials.

  • Find a firm that offers this service

    Educational Seminars/Workshops

    This is the hosting of seminars or workshops to educate investors on financial concepts.

Back to Overview

Fee Structure

Fees charged by financial advisors usually vary depending on which services the firm provides the client. Fees charged by the firm most likely include the following fee structures: asset-based, fixed or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.

Available

  • Offered by 75% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 17% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 40% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

Unavailable

  • Find one of the 37% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 3% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 1% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 12% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Back to Overview

Types of Clients

The firm provides services to pooled investment vehicles. Out of its 10 clients, Verdis Investment Management, LLC's largest client by number of accounts is pooled investment vehicles. None of its accounts are represented by non-U.S. persons.

  • High-Net-Worth Individuals* - 0%
  • Other Individuals - 0%
  • Corporations - 100%
  • Charitable Organizations - 0%

* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

Find an advisor who will work directly with you

Sometimes a big firm may not be able to give you the one-on-one service that you need. That's where we come in to help match you with great personal financial advisors. Click here to find your advisor matches today.

Back to Overview

Disclosures

Verdis Investment Management, LLC does not have any disclosures.

Please visit its Form ADV for more details.

Back to Overview

Find a financial advisor near you

If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

Back to Overview

This content was compiled from the SEC and FINRA