Wharton Wealth Management, LLC
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Overview
Wharton Wealth Management, LLC operates as a financial advisor firm that has its headquarters in Malvern, Pennsylvania. It oversees $126.2 million in total assets across 899 customer accounts, making it a mid-tier firm in the nation by assets under management (AUM). Wharton Wealth Management, LLC has a small team, including 3 financial advisors. Wharton Wealth Management, LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as options, bonds and equities.
Wharton Wealth Management, LLC manages all of the firm's accounts on a discretionary basis. Discretionary management means that an investment advisor has the discretion to make buy and sell decisions for the client's account without needing to seek client approval. The investment advisory firm's typical account size is $140,372. The average financial advisor at Wharton Wealth Management, LLC manages about 300 client accounts.
The company's central office is at 110 Phoenixville Pike, Malvern, Pennsylvania 19355. Wharton Wealth Management, LLC is legally registered to serve clients across 8 states, including Colorado, Delaware, Florida, New Hampshire, New Jersey, New York, Pennsylvania and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wharton Wealth Management, LLC by the Numbers
$126.2 million
3
899
$140.4 thousand
Products and Services
Wharton Wealth Management, LLC provides a number of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. However, it did not provide any of its clients with financial planning services in the last financial year. The firm does not sell products or offer services other than investment advisory services to its investment advisory clients. Wharton Wealth Management, LLC is also affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Find a firm that offers this service
Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually are based on which services are provided. Fee types charged by the company most likely are comprised of the following fee types: asset-based or hourly. Wharton Wealth Management, LLC does participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
Unavailable
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Find one of the 1% of firms that offer this fee type
Commissions
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Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
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Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The company provides services to retail investors, high net worth investors and pension plans. Out of its 899 clients, Wharton Wealth Management, LLC's biggest client is retail investors, although it also serves 56 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its customers are from outside of the U.S.
- High-Net-Worth Individuals* - 19.72%
- Other Individuals - 78.17%
- Corporations - 2.11%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Wharton Wealth Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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