Ernst & Young Investment Advisers Llp

CRD#110921
Investment Advisor Firm

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Learn more about Ernst & Young Investment Advisers Llp

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Ernst & Young Investment Advisers LLP is located at 200 Plaza Drive, Secaucus, NJ. The firm employs 190 financial advisors to manage client portfolios and provide financial guidance. Ernst & Young Investment Advisers LLP is not a registered broker-dealer.

    Ernst & Young Investment Advisers LLP offers financial planning services, publication of newsletters, and educational seminars. The firm operates on an hourly and fixed fee structure. The firm caters to corporations, with corporations being the largest client type by accounts. Over the past year, the firm has provided financial planning services to between 26 and 50 clients. The firm maintains affiliations with a broker-dealer or securities dealer and an accountant or accounting firm.

    Ernst & Young Investment Advisers LLP is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.

    Number of Advisors

    190

    Disclosures

    No

    Office Location

    200 Plaza Drive
    Secaucus, NJ 07094

    Ernst & Young Investment Advisers Llp by the Numbers

    Total Number of Employees

    190

    National Average: 64
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    Products and Services

    Ernst & Young Investment Advisers Llp provides a number of financial services, including financial planning services, publication of newsletters, and educational seminars. In the past financial year, Ernst & Young Investment Advisers Llp provided financial planning services to 26-50 of its accounts. The Firm is engaged in selling products or offering services other than investment advisory services to its customers.

    Core Advisor Services

    • Offered by 31% of firms

      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Find a firm that offers this service

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

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      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Offered by 3% of firms

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Financial advisory fees typically vary depending on the type of services offered. Fees billed by Ernst & Young Investment Advisers Llp likely consist of any blend of the following fee structures: hourly or fixed.

    Available

    • Offered by 21% of firms

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 69% of firms that offer this fee type

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The company provides services to corporations. Ernst & Young Investment Advisers Llp's largest client type by number of accounts is .

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Ernst & Young Investment Advisers Llp does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Ernst & Young Investment Advisers Llp

    Rose Kratz
    Tampa, FL
    John Fieldsteel
    Tampa, FL
    Victor Rios
    Orlando, FL
    Corey Durden
    Morganville, NJ
    Robert Krill
    Secaucus, NJ
    Ziad Nseir
    Vienna, VA
    Jeffrey Rhodes
    Secaucus, NJ
    Richard Murphy
    Secaucus, NJ
    D'Yanira Custodio
    Tampa, FL

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    The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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