Have Ria, Inc

CRD#327137
Investment Advisor Firm

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Overview

Have Ria, Inc is located at 333 Westminster Street, Providence, RI. The firm employs 3 financial advisors to manage client portfolios and provide financial guidance. Have Ria, Inc is not a registered broker-dealer.

Have Ria, Inc oversees $160.3 million in assets under management across 1 account, which is discretionary. The services offered include portfolio management for institutional clients, pension consulting services, and other services. The firm maintains affiliations with an accountant or accounting firm. The fee structure at Have Ria, Inc includes asset-based, hourly, fixed, performance-based, and other fees.

Have Ria, Inc is registered in the states of Illinois and Rhode Island.

Assets Under Management

$160.3 million

Number of Advisors

3

Disclosures

No

Office Location

333 Westminster Street
Providence, RI 02903

Have Ria, Inc by the Numbers

Total Assets Under Management

$160.3 million

National Average: $8.6 billion
Total Number of Employees

8

National Average: 64
Total Number of Accounts

1

National Average: 375,227
Average Account Size

$160.3 million

National Average: $23.0 thousand
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Fee Structure

Financial management fees largely vary depending on which services the firm provides the client. Fees charged by Have Ria, Inc likely consist of some blend of the following fee types: asset-based, hourly, fixed, performance-based, or other.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

  • Offered by 21% of firms

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Offered by 26% of firms

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Offered by 32% of firms

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Offered by 10% of firms

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

Unavailable

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

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Disclosures

Have Ria, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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