Napatree Capital LLC
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Overview
Napatree Capital LLC operates as an advisory firm based in Westerly, Rhode Island. The company has $170.2 million in total assets over 295 customer accounts, placing it in the mid-tier of investment advisory firms in the nation by assets under management (AUM). The company has a small group, including 5 financial advisors. Napatree Capital LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its accounts and those of its customers and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal assets like bonds, stocks and options.
Napatree Capital LLC administers 292 of the firm's client assets on a discretionary basis. Discretionary management signifies that a portfolio manager has the discretion to make buy and sell choices without requiring the client's authorization. The company also oversees three non-discretionary accounts totaling $48.9 million in AUM. Napatree Capital LLC's average account size is $576,908. The typical financial advisor at Napatree Capital LLC oversees about 59 client accounts, making it about average in terms of personalization.
Napatree Capital LLC's main office is at 90 Beach Street, Westerly, Rhode Island 2891. The company is permitted to provide services to clients throughout 5 states, including Connecticut, Massachusetts, New Hampshire, Rhode Island and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Napatree Capital LLC by the Numbers
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/assets@2x.png)
$170.2 million
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/employees@2x.png)
5
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/accounts@2x.png)
295
![](https://d31s10tn3clc14.cloudfront.net/imgs/falc/account-size@2x.png)
$576.9 thousand
Products and Services
Napatree Capital LLC provides a variety of financial services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. In the prior fiscal year, the company provided 1-10 of its clients with financial planning services. The firm does sell products or offer services aside from investment advice to its customers.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees for financial management usually vary depending on which services the firm provides the client. Fee types billed by the company can include the following fee types: asset-based, hourly or fixed. Napatree Capital LLC does not provide a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
It works with retail investors, high net worth investors and pension plans. Out of its 295 customers, Napatree Capital LLC's biggest client type by number of accounts is high net worth investors, although it also serves 76 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 54.68%
- Other Individuals - 31.65%
- Corporations - 13.67%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Napatree Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Napatree Capital LLC
Westerly, RI
Westerly, RI
Westerly, RI
Westerly, RI
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