Nautic Partners, LLC
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Overview
Nautic Partners, LLC operates as an advisory firm based in Providence, Rhode Island. Nautic Partners, LLC handles $8.6 billion in assets under management over 23 accounts, placing it among the largest investment advisory firms in the United States by assets under management (AUM). It has an average-sized group, including 40 financial advisors. Nautic Partners, LLC is not a registered broker-dealer, meaning the company is not able to buy and sell securities for its accounts and those of its clients and instead has to go through a broker-dealer firm to do so. Securities are defined as tradable fiscal investments such as bonds, options and equities.
Nautic Partners, LLC administers all of the firm's client assets in a discretionary manner. Discretionary management means that transaction choices for the client's account are made by a portfolio manager without needing the client's consent. The company's typical account size is $373.9 million. The average financial advisor at Nautic Partners, LLC administers fewer than one client account, making it one of the most individualized financial advisor firms in the country.
Nautic Partners, LLC's main office is located at 50 Kennedy Plaza, Providence, Rhode Island 02903-2393. It is permitted to provide services to investors in the state of Rhode Island.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Nautic Partners, LLC by the Numbers
$8.6 billion
65
23
$373.9 million
Fee Structure
Fees charged by financial advisors largely depend on the type of financial services provided. However, fee types billed by Nautic Partners, LLC can include some blend of the following fee structures: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
-
Find one of the 10% of firms that offer this fee type
Other
Types of Clients
The firm provides services to pooled investment vehicles. Out of its 23 customers, Nautic Partners, LLC's biggest client group by number of accounts is pooled investment vehicles. None of the firm's clients reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Nautic Partners, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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