Upper90
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Overview
Upper90 operates as a financial advisor company located in Providence, Rhode Island. Upper90 has $1.0 billion in assets over 31 accounts, making it one of the bigger firms in the nation by assets under management (AUM). It has a small team, including 12 financial advisors. Upper90 does not act as a registered broker-dealer, meaning the advisor is not able to buy and sell securities for its customers' and own accounts and instead has to go through a broker-dealer firm to do so. Securities are exchangable fiscal investments such as equities, options and bonds.
Upper90 manages all of its client assets on a discretionary basis. Discretionary management signifies that transaction choices are made by a portfolio manager without requiring client consent. The advisory firm's typical account size is $33.8 million. An average advisor at Upper90 oversees about three client accounts, placing it among the most individualized financial advisor firms in the country.
The company's main office is located at 269 C South Main Street, Providence, Rhode Island 2903. It is permitted to provide services to customers throughout 2 states, including New York and Rhode Island.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Upper90 by the Numbers
$1.0 billion
20
31
$33.8 million
Fee Structure
A financial advisor's fees usually are based on the financial services offered. However, fee types billed by the firm can include the following fee structures: asset-based or performance-based. The company does not participate in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
-
Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
Upper90 caters to pooled investment vehicles. Out of its 31 customers, Upper90's largest client type is pooled investment vehicles. None of the company's accounts reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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