Avantax Planning Partners, Inc
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Overview
Avantax Planning Partners, Inc is located at 3390 Asbury Road, Dubuque, IA. The firm employs 248 financial advisors to manage client portfolios and provide financial guidance. Avantax Planning Partners, Inc is not a registered broker-dealer.
Avantax Planning Partners, Inc oversees $6.4 billion in assets under management across 12,286 accounts, of which 12,284 are discretionary and 2 are non-discretionary. Over the past year, the firm has provided financial planning services to 2,000 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. The firm caters to retail investors, high net worth investors, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Avantax Planning Partners, Inc includes asset-based, hourly, and fixed fees. The firm has 980 high net worth clients and maintains affiliations with a broker-dealer or securities dealer, trust company, insurance company or agency, and pension consultant.
Avantax Planning Partners, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Avantax Planning Partners, Inc by the Numbers
$6.4 billion
248
12,286
$519.1 thousand
Products and Services
Avantax Planning Partners, Inc offers a variety of services, which can include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and selection of other advisers. In the last financial year, Avantax Planning Partners, Inc provided 2000 of its customers with financial planning services. It is not engaged in selling products or offering services other than investment advisory services to its investment advisory clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors largely are based on which service is provided. Fees charged by Avantax Planning Partners, Inc may include some combination of the following fee types: asset-based, hourly, or fixed.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company does business with a broad range of investors. It works with retail investors, high net worth investors, pension plans, charitable organizations, and corporations. Out of its 5 clients, Avantax Planning Partners, Inc's biggest client group by number of accounts is high net worth investors, though it also manages money for 980 high-net-worth individuals. The SEC defines a high-net-worth individual as an individual who has at least $750,000 under management or a net worth of more than $1,50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 12.78%
- Other Individuals - 77.18%
- Corporations - 8.55%
- Charitable Organizations - 1.49%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Avantax Planning Partners, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Avantax Planning Partners, Inc
Rapid City, SD
Dubuque, IA
Indianapolis, IN
Dubuque, IA
Madison, WI
Mars, PA
Dubuque, IA
Okoboji, IA
Humboldt, IA
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