Chickasaw Capital Management, LLC

CRD#127398
Investment Advisor Firm

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Learn more about Chickasaw Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Chickasaw Capital Management, LLC operates as an advisory company based in Memphis, Tennessee. The company controls $2.0 billion in assets under management across 448 client accounts, making it one of the largest firms in the country by assets under management (AUM). Chickasaw Capital Management, LLC has a small group, including 10 financial advisors. Chickasaw Capital Management, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its customers' and own accounts and instead must go through a broker-dealer company to do so. Securities are tradable fiscal assets such as stocks, options and bonds.

    Chickasaw Capital Management, LLC manages all of the firm's client assets in a discretionary manner. Discretionary management is a structure in which buy and sell decisions are made by a portfolio manager without needing to seek the customer's permission. The firm's typical account size is $4.5 million. An average financial advisor at Chickasaw Capital Management, LLC administers about 45 client accounts, making it about average in terms of personalization.

    The firm's central office is at 6075 Poplar Ave Suite 720, Memphis, Tennessee 38119. Chickasaw Capital Management, LLC is legally permitted to serve investors throughout 51 U.S. states and territories.

    Assets Under Management

    $2.0 billion

    Number of Advisors

    10

    Disclosures

    No

    Office Location

    6075 Poplar Ave Suite 720
    Memphis, TN 38119

    Chickasaw Capital Management, LLC by the Numbers

    Total Assets Under Management

    $2.0 billion

    National Average: $8.6 billion
    Total Number of Employees

    19

    National Average: 64
    Total Number of Accounts

    448

    National Average: 375,227
    Average Account Size

    $4.5 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors usually vary depending on which service is offered. However, fee types charged by Chickasaw Capital Management, LLC can consist of some blend of the following fee structures: asset-based or commission-based. The firm does participate in a wrap fee program, in which the firm offers a bundle of services for a single fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 1% of firms

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm works with a broad range of customers. It caters to retail investors, high net worth investors, investment companies, pooled investment vehicles, charitable organizations, state or municipal government entities and corporations. Out of its 448 customers, Chickasaw Capital Management, LLC's largest client by number of accounts is high net worth investors, though it also manages money for 193 high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's customers reside abroad.

    • High-Net-Worth Individuals* - 48.37%
    • Other Individuals - 34.09%
    • Corporations - 15.54%
    • Charitable Organizations - 2.01%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Chickasaw Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Chickasaw Capital Management, LLC

    Steven Delarosa
    Memphis, TN
    Andrew Garrett
    Memphis, TN
    William Threadgill
    Memphis, TN
    Scott Warren
    Memphis, TN
    Bryan Bulawa
    Memphis, TN
    Andrew Lapsley
    Memphis, TN
    Henry Levy
    Memphis, TN
    Robert Walker
    Memphis, TN
    Geoffrey Mavar
    Memphis, TN

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