Moon Capital Management, LLC

CRD#107612
Investment Advisor Firm

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Learn more about Moon Capital Management, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • Office Locations

    • Overview

    Moon Capital Management, LLC operates as a financial advisor firm located in Knoxville, Tennessee. Moon Capital Management, LLC controls $216.3 million in assets under management over 177 client accounts, making it a mid-tier investment advisory firm in the country by assets under management (AUM). The firm has a small group, including 4 financial advisors. Moon Capital Management, LLC does not act as a registered broker-dealer, meaning the firm is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets like bonds, options and equities.

    Moon Capital Management, LLC manages all of the company's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell decisions for the client's account without requiring the client's approval. Moon Capital Management, LLC's typical account size is $1.2 million. The typical financial advisor at Moon Capital Management, LLC oversees around 44 client accounts, placing it towards the middle in terms of personalization.

    Moon Capital Management, LLC's main office is at 900 South Gay Street, Knoxville, Tennessee 37902.

    Assets Under Management

    $216.3 million

    Number of Advisors

    4

    Disclosures

    No

    Office Location

    900 South Gay Street
    Knoxville, TN 37902

    Moon Capital Management, LLC by the Numbers

    Total Assets Under Management

    $216.3 million

    National Average: $8.6 billion
    Total Number of Employees

    6

    National Average: 64
    Total Number of Accounts

    177

    National Average: 375,227
    Average Account Size

    $1.2 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors largely are based on which services are offered. Fees billed by Moon Capital Management, LLC typically consist of the following fee type: asset-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the company.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 26% of firms that offer this fee type

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    It works with high net worth investors, pension plans and charitable organizations. Out of its 177 clients, Moon Capital Management, LLC's largest client by number of accounts is high net worth investors, though it also serves 173 high-net-worth individuals. The SEC defines a high-net-worth individual as an investor who has at least $750,000 in AUM or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of the firm's clients are non-U.S. persons.

    • High-Net-Worth Individuals* - 96.65%
    • Other Individuals - 0%
    • Corporations - 2.79%
    • Charitable Organizations - 0.56%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Moon Capital Management, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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