Nfc Investments, LLC

CRD#132844
Investment Advisor Firm

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Learn more about Nfc Investments, LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations

    • Overview

    Nfc Investments, LLC operates as a financial advisor firm based in Memphis, Tennessee. It controls $1.8 billion in assets across 152 accounts, making it one of the largest investment advisory firms in the United States by assets under management (AUM). Nfc Investments, LLC has a small team, including 5 financial advisors. Nfc Investments, LLC is not a registered broker-dealer, signifying that the advisor is not able to buy and sell securities for its own accounts as well as its customers' and instead must go through a broker-dealer firm to do so. Securities are defined as exchangable fiscal investments such as options, bonds and equities.

    Nfc Investments, LLC administers all of the firm's accounts on a discretionary basis. Discretionary management means that buy and sell choices are made by an investment advisor without requiring the customer's consent. The company's typical account size is $11.6 million. The typical financial advisor at Nfc Investments, LLC oversees about 30 client accounts, placing it towards the middle in terms of personalization.

    The firm's main office is at 700 Colonial Road, Memphis, Tennessee 38117. The firm is registered to provide services to investors across 13 U.S. states and territories.

    Assets Under Management

    $1.8 billion

    Number of Advisors

    5

    Disclosures

    No

    Office Location

    700 Colonial Road
    Memphis, TN 38117

    Nfc Investments, LLC by the Numbers

    Total Assets Under Management

    $1.8 billion

    National Average: $8.6 billion
    Total Number of Employees

    9

    National Average: 64
    Total Number of Accounts

    152

    National Average: 375,227
    Average Account Size

    $11.6 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees charged by financial advisors vary depending on the type of services offered. Fees billed by the company can consist of the following fee types: asset-based or performance-based. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by Nfc Investments, LLC.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Back to Overview

    Types of Clients

    The company works with a broad range of customers. The firm caters to high net worth investors, pooled investment vehicles, pension plans, insurance companies and corporations. Out of its 152 accounts, Nfc Investments, LLC's largest client type by number of accounts is high net worth investors, but it also manages money for 116 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an individual who has at least $750,000 under management or a net worth of more than $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients are represented by non-U.S. persons.

    • High-Net-Worth Individuals* - 77.85%
    • Other Individuals - 0%
    • Corporations - 22.15%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Nfc Investments, LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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