Rfg Advisory, LLC
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Overview
Rfg Advisory, LLC is a financial advisor company based in Birmingham, Alabama. The company controls $3.0 billion in assets throughout 16,034 client accounts, placing it among the biggest firms in the nation by assets under management (AUM). Rfg Advisory, LLC has a large group, including 89 financial advisors. Rfg Advisory, LLC does not act as a registered broker-dealer, signifying that the firm is not able to buy and sell securities for its clients' and own accounts and instead has to go through a broker-dealer company to do so. Securities are exchangable fiscal investments like options, bonds and stocks.
Rfg Advisory, LLC manages all of its accounts in a discretionary manner. Discretionary management signifies that buy and sell judgments are made by a portfolio manager without requiring client authorization. The advisory firm administers roughly $186,907 in assets for every account. The average advisor at Rfg Advisory, LLC oversees about 180 client accounts.
Rfg Advisory, LLC's headquarters is at 1400 Urban Center Drive, Birmingham, Alabama 35242-2245. It is allowed to serve clients throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Rfg Advisory, LLC by the Numbers
$3.0 billion
195
16,034
$186.9 thousand
Products and Services
Rfg Advisory, LLC provides a variety of financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. In the prior fiscal year, it provided 251-500 of its customers with financial planning services. The company does sell products or offer services different than investment advisory services to its clients. Rfg Advisory, LLC is also affiliated with one or more other service providers in the financial services industry, including with an insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees vary depending on which services the firm provides the client. Fee types charged by the firm likely are comprised of some blend of the following fee structures: asset-based, hourly or fixed. The firm does not participate in a wrap fee program, in which the firm offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm does business with a broad range of clients. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations, corporations and other. Out of its 16,034 accounts, Rfg Advisory, LLC's biggest client group is retail investors, but it also serves 960 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts are from outside of the U.S.
- High-Net-Worth Individuals* - 9.56%
- Other Individuals - 89.64%
- Corporations - 0.73%
- Charitable Organizations - 0.08%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Rfg Advisory, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Rfg Advisory, LLC
Birmingham, AL
Birmingham, AL
Westlake, OH
Birmingham, AL
Birmingham, AL
Brentwood, TN
Charlotte, NC
Birmingham, AL
Birmingham, AL
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